Our team of consultants ExeSTAT’s Risk and Compliance helps you design a complete enterprise compliance program to counter fraudulent and non-compliant behavior, from initiation of an integral compliance standards framework to providing an end-to-end suitable and relevant oversight of the compliance program; involving senior staff members in the oversight of the compliance program. We help set culture of compliance in all levels of personnel by training, workshops and procedural documentation to inform them about the components and operations of the compliance program and the desired organizational best practices to complement the oversight of the execution and effectiveness of the overall compliance program.

Our team assists in setting up a monitoring and auditing system to recognize and tackle any probable non-conformant incidence or criminal conduct periodically. We help set-up an internal referral or reporting mechanism within the organization, that enables the employees to bring to notice in advance any possible mishap to the authorities without any kind of reprisal; keeping the sanctity of anonymity /and secretiveness and immunity against any threat, whenever employees report and seek counsel regarding to – be or existing compliance violations. We work closely with the compliance teams from Risk mitigation, Legal, Technology or Finance to promote and consistently enforce set industry standards, and respond appropriately to any violations and or any non-conformities. Set of corrective actions will seal the compliance leakage if any by procedure setting or requisite modification to the compliance standards and procedures as well as implementing additional precautionary measures.

Globally organizations are getting increasingly exposed to payment fraud, corruption, and compliance violations; at ExeSTAT financial risk and compliance professionals support your organization’s compliance requirements and provide management with insights that control exposure to financial compliance risks to optimize your departmental abilities to identify dangers, evaluate scenarios, determine responses, implement systems and monitor solutions.

Our industry experience helps you take into account capital market imperfections, corporate risk management that increases shareholder value as it reduces the volatility of corporate cash flows and, consequently, the costs related to these capital market imperfections. Financial risk management allow enterprises create strategies to avoid losses and maximize profits as much as possible, with Reduced Compliance Costs and Improved Business Performance with proactive identification, detection and resolution of issues lead to better operating performance, all due to robust compliance programs providing better tools to monitor, report and respond to internal teams and external authorities’ requests for documents and information during an external investigation, helping companies to reduce the impact of external investigations.

We sketch a road map for your compliance team for: Auditing and monitoring of compliance programs including risk assessment framework and techniques. Effectiveness measurement by tracking and follow-up.COSO ERM modeling with scoring measures for probability/ impact analysis.Involving stakeholders at all levels in the ERM as an ongoing process.Intense ERM adherence with interdepartmental collaboration for successful implementation.